10 Facts to Consider When the SEC Knocks

As we have repeatedly told you, speaking with an investigator before talking to your attorney is never a good idea regardless of your innocence. There is a lot at state if you are under investigation for criminal fraud. Consider the following: 1. Federal criminal investigations are conducted by the U.S. Attorney's Office and the grand jury.   A Federal criminal investigation may or may not occur simultaneously with an SEC investigation. 2. Generally, you client can assert your Fifth Amendment privilege against … [Read more...]